The Trade Capture Report (AE) message can be:
| Tag | Field Name | Req'd | Comments | ||
|---|---|---|---|---|---|
| <Standard Message Header> | Y | MsgType = AE |
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| 571 | TradeReportID | Y | Unique identifier for the Trade Capture Report (AE)
|
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| 487 | TradeReportTransType | N | Identifies Trade Report message transaction type. |
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| 568 | TradeRequestID | N | Request ID if the Trade Capture Report (AE) is in response
to a Trade Capture Report Request (AD)
|
||
| 150 | ExecType | Y | Type of Execution (8) being reported: Uses subset
of ExecType (150) for Trade Capture Reports |
||
| 572 | TradeReportRefID | N | The TradeReportID (571) that is being referenced for some
action, such as correction or cancellation |
||
| 17 | ExecID | N | Exchanged assigned Execution ID (Trade Identifier) |
||
| 527 | SecondaryExecID | N | |||
| 378 | ExecRestatementReason | N | Reason for restatement |
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| 570 | PreviouslyReported | Y | Indicates if the trade capture report was previously reported to the counterparty |
||
| Component Block - <Instrument> | Y | ||||
| Component Block - <OrderQtyData> | Y |
OrderQty (38) field is required unless rejecting or an order ack
for a CashOrderQty (152) or OrderPercent (516) . |
|||
| 32 | LastQty | C | Quantity (e.g. shares) bought/sold on this (last) fill. Not required if ExecType (150) = Order Status. When required, should be "0" for non-fills
("fill" defined as ExecType (150) =Trade) unless noted below.
If ExecType (150) =Stopped, represents the quantity
stopped/guaranteed/protected for. |
||
| 31 | LastPx | C | Price of this (last) fill. Not required for ExecType (150) =
Order Status. Should represent the "all-in" ( LastSpotRate (194) + LastForwardPoints (195) ) rate
for F/X orders. ). When required, should be "0" for non-fills ("fill" defined as ExecType (150) =Trade New) unless noted below. If ExecType (150) =Stopped, represents the price stopped/guaranteed/protected at. |
||
| 194 | LastSpotRate | N | Applicable for F/X orders |
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| 195 | LastForwardPoints | N | Applicable for F/X orders |
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| 30 | LastMkt | N | |||
| 75 | TradeDate | Y | Used when reporting other than current day trades. |
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| 60 | TransactTime | Y | Time the transaction represented by this Execution Report (8) occurred |
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| 63 | SettlmntTyp | N | |||
| 64 | FutSettDate | C | Takes precedence over SettlmntTyp (63) value and
conditionally required/omitted for specific SettlmntTyp (63) values. |
||
| 573 | MatchStatus | N | |||
| 574 | MatchType | N | |||
| 552 | NoSides | Y | Number of sides |
||
| => | 54 | Side | Y | ||
| => | 37 | OrderID | Y |
OrderID (37) is required to be unique for each chain of orders. |
|
| => | 198 | SecondaryOrderID | N | Can be used to provide order id used by exchange or executing system. |
|
| => | 11 | ClOrdID | N | Required for executions against electronically submitted orders which were
assigned an ID by the institution or intermediary. Not required for orders manually
entered by the broker or fund manager (for CIV orders). |
|
| => | Component Block - <Parties> | N | Range of values on report: |
||
| => | 1 | Account | N | Required for executions against electronically submitted orders which were
assigned an account by the institution or intermediary |
|
| => | 581 | AccountType | N | Specifies type of account |
|
| => | 81 | ProcessCode | N | Used to specify Step-out trades |
|
| => | 575 | OddLot | N | ||
| => | 576 | NoClearingInstructions | N | ||
| => | => | 577 | ClearingInstruction | N | |
| => | 635 | ClearingFeeIndicator | N | ||
| => | 578 | TradeInputSource | N | ||
| => | 579 | TradeInputDevice | N | ||
| => | 15 | Currency | N | ||
| => | 376 | ComplianceID | N | ||
| => | 377 | SolicitedFlag | N | ||
| => | 528 | OrderCapacity | N | ||
| => | 529 | OrderRestrictions | N | ||
| => | 582 | CustOrderCapacity | N | ||
| => | 483 | TransBkdTime | N | A date and time stamp to indicate when this order was booked. For Equities, this
is the time at which an order was received by an Exchange or Marketplace. For CIV, this
is the time that a Fund Manager booked an order for execution at the next valuation point. |
|
| => | 336 | TradingSessionID | N | ||
| => | 625 | TradingSessionSubID | N | ||
| => | Component Block - <CommissionData> | N | Note: On a fill/partial fill messages, it represents value for that fill/partial
fill, on ExecType (150) =Calculated, it represents cumulative
value for the order. Monetary commission values are expressed in the currency reflected
by the Currency (15) field. |
||
| => | 381 | GrossTradeAmt | N | ||
| => | 157 | NumDaysInterest | N | ||
| => | 230 | ExDate | N | ||
| => | 158 | AccruedInterestRate | N | ||
| => | 159 | AccruedInterestAmt | N | ||
| => | 238 | Concession | N | ||
| => | 237 | TotalTakedown | N | ||
| => | 118 | NetMoney | N | Note: On a fill/partial fill messages, it represents value for that fill/partial
fill, on ExecType (150) =Calculated, it represents cumulative
value for the order. Value expressed in the currency reflected by the Currency (15) field. |
|
| => | 119 | SettlCurrAmt | N | Used to report results of forex accommodation trade |
|
| => | 120 | SettlCurrency | N | Used to report results of forex accommodation trade |
|
| => | 155 | SettlCurrFxRate | N | Foreign exchange rate used to compute SettlCurrAmt (119) from Currency (15) to SettlCurrency (120)
|
|
| => | 156 | SettlCurrFxRateCalc | N | Specifies whether the SettlCurrFxRate (155) should be
multiplied or divided |
|
| => | 77 | PositionEffect | N | For use in derivatives omnibus accounting |
|
| => | 58 | Text | N | May be used by the executing market to record any execution. Details that are
particular to that market |
|
| => | 354 | EncodedTextLen | C | Must be set if EncodedText (355) field is specified and
must immediately precede it. |
|
| => | 355 | EncodedText | C | Encoded (non-ASCII characters) representation of the Text (58) field in the encoded format specified via the MessageEncoding (347) field. |
|
| => | 442 | MultiLegReportingType | N | Default is a single security if not specified. |
|
| => | 518 | NoContAmts | N | Number of contract details in this message ** Nested Repeating Group follows ** |
|
| => | => | 519 | ContAmtType | N | Must be first field in the repeating group. |
| => | => | 520 | ContAmtValue | N | |
| => | => | 521 | ContAmtCurr | N | |
| => | 136 | NoMiscFees | C | Required if any miscellaneous fees are reported. Indicates number of repeating
entries ** Nested Repeating Group follows ** |
|
| => | => | 137 | MiscFeeAmt | C | Required if NoMiscFees (136) > 0 |
| => | => | 138 | MiscFeeCurr | C | Required if NoMiscFees (136) > 0 |
| => | => | 139 | MiscFeeType | C | Required if NoMiscFees (136) > 0 |
| <Standard Message Trailer> | Y | ||||